4//SEC Filing
HEARTLAND FINANCIAL USA INC 4
Accession 0001179110-14-005083
CIK 0000920112operating
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:18 PM ET
Size
10.1 KB
Accession
0001179110-14-005083
Insider Transaction Report
Form 4
BERG JOHN J
EVP, Marketing & Sales
Transactions
- Award
Common Stock
2014-03-11+2,600→ 18,817.237 total
Holdings
- 6(indirect: Retirement Plan)
Common Stock
- 4,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (4,000 underlying) - 4,000(indirect: By IRA)
Common Stock
- 200(indirect: By Spouse)
Common Stock
- 5,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (5,000 underlying)
Footnotes (7)
- [F1]These shares participate in a Dividend Reinvestment Plan.
- [F2]Includes 8,670 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- [F3]These shares are held in the name of John J. Berg & Ann K. Berg Jt Ten.
- [F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F5]Represents options to buy granted under the Company's Stock Option Plan, a rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of the date of the grant.
- [F6]Includes 1,000 shares held in street name at Schwab.
- [F7]Includes 3,861 shares of Performance Based Restricted Stock.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000920112
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:18 PM ET
- Size
- 10.1 KB