JTH Holding, Inc. 4
4 · JTH Holding, Inc. · Filed Jul 2, 2014
Insider Transaction Report
Form 4
Baumgartner Mark F
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2014-06-30$15.00/sh+33,334$500,010→ 96,915 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−23,167→ 10,167 totalExercise: $15.00From: 2010-04-15Exp: 2015-04-15→ Class A Common Stock (23,167 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−10,166→ 0 totalExercise: $15.00From: 2011-04-15Exp: 2016-04-15→ Class A Common Stock (10,166 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−23,168→ 10,166 totalExercise: $15.00From: 2012-04-15Exp: 2017-04-15→ Class A Common Stock (23,168 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−10,166→ 0 totalExercise: $15.00From: 2012-04-15Exp: 2017-04-15→ Class A Common Stock (10,166 underlying) - Tax Payment
Class A Common Stock
2014-06-30$33.01/sh−23,168$764,776→ 63,581 total - Tax Payment
Class A Common Stock
2014-06-30$33.01/sh−23,168$764,776→ 73,747 total - Exercise/Conversion
Class A Common Stock
2014-06-30$15.00/sh+33,334$500,010→ 76,582 total - Tax Payment
Class A Common Stock
2014-06-30$33.01/sh−23,167$764,743→ 53,415 total - Exercise/Conversion
Class A Common Stock
2014-06-30$15.00/sh+33,334$500,010→ 86,749 total - Sale
Class A Common Stock
2014-07-01$33.75/sh−30,499$1,029,341→ 43,248 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−10,167→ 0 totalExercise: $15.00From: 2010-04-15Exp: 2015-04-15→ Class A Common Stock (10,167 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2014-06-30−23,168→ 10,166 totalExercise: $15.00From: 2011-04-15Exp: 2016-04-15→ Class A Common Stock (23,168 underlying)
Footnotes (2)
- [F1]Reflects 23,167 shares withheld by the issuer at the market price of $33.01 per share less an exercise price of $15.00 per share to fund the cashless exercise of 10,167 options owned by Mr. Baumgartner, which cashless exercise was approved by the Board of Directors.
- [F2]Reflects 23,168 shares withheld by the issuer at the market price of $33.01 per share less an exercise price of $15.00 per share to fund the cashless exercise of 10,166 options owned by Mr. Baumgartner, which cashless exercise was approved by the Board of Directors.