4//SEC Filing
NRG ENERGY, INC. 4
Accession 0001179110-14-017082
$NRGCIK 0001013871operating
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 4:41 PM ET
Size
16.6 KB
Accession
0001179110-14-017082
Insider Transaction Report
Form 4
Wilson Denise
EVP, Chief Admin Officer
Transactions
- Exercise/Conversion
Common Stock, par value $.01 per share
2014-11-21$19.83/sh+33,300$660,339→ 216,135 total - Sale
Common Stock, par value $.01 per share
2014-11-21$31.24/sh−88,700$2,770,988→ 127,435 total - Exercise/Conversion
Non-Qualified Stock Options
2014-11-21−35,100→ 0 totalExercise: $23.64Exp: 2015-01-02→ Common Stock, par value $.01 per share (35,100 underlying) - Exercise/Conversion
Non-Qualified Stock Option
2014-11-21−20,300→ 0 totalExercise: $23.87Exp: 2020-01-04→ Common Stock, par value $.01 per share (20,300 underlying) - Exercise/Conversion
Non-Qualified Stock Options
2014-11-21−33,300→ 0 totalExercise: $19.83Exp: 2021-01-03→ Common Stock, par value $.01 per share (33,300 underlying) - Exercise/Conversion
Common Stock, par value $.01 per share
2014-11-21$23.64/sh+35,100$829,764→ 162,535 total - Exercise/Conversion
Common Stock, par value $.01 per share
2014-11-21$23.87/sh+20,300$484,561→ 182,835 total
Footnotes (5)
- [F1]The transactions were executed pursuant to a prearranged trading plan in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934 adopted by the reporting person on November 7, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $31.10 to $31.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 2, 2010, 33 1/3% on January 2, 2011 and 33 1/3% on January 2, 2012.
- [F4]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 4, 2011, 33 1/3% on January 4, 2012 and 33 1/3% on January 4, 2013.
- [F5]Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 3, 2012, 33 1/3% on January 3, 2013 and 33 1/3% on January 3, 2014.
Documents
Issuer
NRG ENERGY, INC.
CIK 0001013871
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001013871
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 4:41 PM ET
- Size
- 16.6 KB