4//SEC Filing
CONTROL4 CORP 4
Accession 0001179110-14-017154
CIK 0001259515operating
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 1:55 PM ET
Size
13.5 KB
Accession
0001179110-14-017154
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Strong Dan
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2014-11-25$6.14/sh+2,535$15,555→ 2,535 total - Exercise/Conversion
Stock Option (right to buy)
2014-11-24+2,535→ 264,948 totalExercise: $6.14Exp: 2021-05-25→ Common Stock (2,535 underlying) - Sale
Common Stock
2014-11-25$16.00/sh−2,535$40,568→ 0 total - Exercise/Conversion
Common Stock
2014-11-25$6.14/sh+4,273$26,219→ 4,273 total - Sale
Common Stock
2014-11-25$16.00/sh−4,273$68,381→ 0 total - Exercise/Conversion
Stock Option (right to buy)
2014-11-25+4,273→ 260,675 totalExercise: $6.14Exp: 2021-05-25→ Common Stock (4,273 underlying)
Footnotes (3)
- [F1]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- [F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $16.00 per share to $16.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- [F3]The option becomes exercisable once the shares are vested. 1/4th of the shares subject to the option vested on January 1, 2012 and 1/48th of the shares vest monthly thereafter, subject to the reporting person's continuous service to the Issuer on each such date.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001259515
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 1:55 PM ET
- Size
- 13.5 KB