CONTROL4 CORP 4
4 · CONTROL4 CORP · Filed Nov 26, 2014
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Strong Dan
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2014-11-25$6.14/sh+2,535$15,555→ 2,535 total - Exercise/Conversion
Stock Option (right to buy)
2014-11-24+2,535→ 264,948 totalExercise: $6.14Exp: 2021-05-25→ Common Stock (2,535 underlying) - Sale
Common Stock
2014-11-25$16.00/sh−2,535$40,568→ 0 total - Exercise/Conversion
Common Stock
2014-11-25$6.14/sh+4,273$26,219→ 4,273 total - Sale
Common Stock
2014-11-25$16.00/sh−4,273$68,381→ 0 total - Exercise/Conversion
Stock Option (right to buy)
2014-11-25+4,273→ 260,675 totalExercise: $6.14Exp: 2021-05-25→ Common Stock (4,273 underlying)
Footnotes (3)
- [F1]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- [F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $16.00 per share to $16.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- [F3]The option becomes exercisable once the shares are vested. 1/4th of the shares subject to the option vested on January 1, 2012 and 1/48th of the shares vest monthly thereafter, subject to the reporting person's continuous service to the Issuer on each such date.