Entertainment Gaming Asia Inc. 4
4 · Entertainment Gaming Asia Inc. · Filed Nov 26, 2014
Insider Transaction Report
Form 4
Chung Clarence YM
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2014-11-24$0.54/sh+703,299$379,781→ 1,509,202 total - Exercise/Conversion
Common Stock
2014-11-25$0.54/sh+879,360$474,854→ 2,388,562 total - Exercise/Conversion
Oversubscription Rights (Right to Buy)
2014-11-25+879,360→ 1,045,000 totalExercise: $0.54From: 2014-10-31Exp: 2014-11-25→ Common Stock (879,360 underlying) - Exercise/Conversion
Basic Rights Subscription (Right to Buy)
2014-11-24+703,299→ 1,045,000 totalExercise: $0.54From: 2014-10-31Exp: 2014-11-25→ Common Stock (703,299 underlying)
Footnotes (3)
- [F1]The number of shares represents the reporting person's exercise of his basic subscription right (each subscription right entitling them to purchase one share of Entertainment Gaming Asia Inc. (EGT) common stock, par value $0.001 per share, at a subscription price equal to $0.54 per share) issued pro rata to holders of EGT common stock on the September 15, 2014 record date for the rights offering, under the basic subscription privilege in the rights offering. (Continued to Footnote 2)
- [F2]Pursuant to the rights offering, the reporting person also exercised his oversubscriptionright to acquire up to 976,701 additional shares of EGT common stock in the rights offering to be issued on a pro rata basis.
- [F3]The number of shares represents the additional shares of EGT common stock purchased by the reporting person pursuant to his oversubscription privilege as discussed in Footnote 2.