Home/Filings/4/0001179110-15-003829
4//SEC Filing

GFI Group Inc. 4

Accession 0001179110-15-003829

CIK 0001292426operating

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:50 PM ET

Size

12.3 KB

Accession

0001179110-15-003829

Insider Transaction Report

Form 4
Period: 2015-02-26
Levi Ronald Daniel
Chief Operating Officer
Transactions
  • Disposition from Tender

    Common Stock

    2015-02-26$6.10/sh812,952$4,959,0070 total
  • Other

    Restricted Stock Units

    2015-02-2688,1160 total
    Common Stock (88,116 underlying)
  • Other

    Restricted Stock Units

    2015-02-26128,8470 total
    Common Stock (128,847 underlying)
  • Other

    Restricted Stock Units

    2015-02-26162,0950 total
    Common Stock (162,095 underlying)
Footnotes (5)
  • [F1]Pursuant to that certain Tender Offer Agreement, dated as of February 19, 2015, by and among BGC Partners, Inc., BGC Partners, L.P. and the Issuer, upon the closing of the tender offer, the Restricted Stock Units were converted into the right to receive an amount in cash equal to $6.10 with respect to each share of common stock underlying such award, with such cash payable on and subject to the terms and conditions of the original vesting schedule of the Restricted Stock Units.
  • [F2]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
  • [F3]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
  • [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2014.
  • [F5]The shares of common stock were disposed of pursuant to the tender offer by BGC Partners, L.P., an operating subsidiary of BGC Partners, Inc., to purchase all outstanding shares of common stock of the Issuer, as set forth in the Amended and Restated Offer to Purchase included in the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on October 22, 2014, as amended, for a price of $6.10 per share.

Issuer

GFI Group Inc.

CIK 0001292426

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001292426

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:50 PM ET
Size
12.3 KB