Entertainment Gaming Asia Inc. 4

Accession 0001179110-16-027694

CIK 0001004673operating

View on SEC.gov Company Profile

Filed

Jul 17, 8:00 PM ET

Accepted

Jul 18, 10:28 AM ET

Size

33.5 KB

Accession

0001179110-16-027694

Insider Transaction Report

Form 4

Period: 2016-07-18

Entertainment Gaming Asia Inc.EGT

Chung Clarence YM

DirectorChief Executive Officer

Transactions

Disposition to Issuer
Options (right to buy)
2008-01-22$57.92/sh−1,875$108,600→ 3,125 total
Exercise: $57.92From: 2018-07-23Exp: 2018-01-22→ Common Stock (1,875 underlying)
Disposition to Issuer
Options (right to buy)
2010-01-07$4.64/sh−3,125$14,500→ 3,125 total
Exercise: $4.64From: 2010-07-08Exp: 2020-01-07→ Common Stock (3,125 underlying)
Disposition to Issuer
Options (right to buy)
2011-02-03$5.76/sh−3,125$18,000→ 3,125 total
Exercise: $5.76From: 2011-08-04Exp: 2021-02-03→ Common Stock (3,125 underlying)
Disposition to Issuer
Options (right to buy)
2013-01-02$7.86/sh−16,250$127,725→ 3,125 total
Exercise: $7.86From: 2016-01-02Exp: 2023-01-02→ Common Stock (16,250 underlying)
Disposition to Issuer
Options (right to buy)
2013-12-27$2.72/sh−125,000$340,000→ 3,125 total
Exercise: $2.72From: 2013-12-27Exp: 2018-12-27→ Common Stock (125,000 underlying)
Disposition to Issuer
Options (right to buy)
2014-01-02$4.84/sh−11,250$54,450→ 3,125 total
Exercise: $4.84From: 2017-01-02Exp: 2024-01-02→ Common Stock (11,250 underlying)
Award
Options (right to buy)
2016-04-29$1.94/sh+285,625$554,113→ 288,750 total
Exercise: $1.94From: 2017-04-29Exp: 2026-04-28→ Common Stock (285,625 underlying)
Disposition to Issuer
Options (right to buy)
2011-02-03$5.76/sh−31,250$180,000→ 3,125 total
Exercise: $5.76From: 2012-01-01Exp: 2021-02-03→ Common Stock (31,250 underlying)
Disposition to Issuer
Options (right to buy)
2008-02-12$73.44/sh−6,250$459,000→ 3,125 total
Exercise: $73.44From: 2008-08-13Exp: 2017-11-14→ Common Stock (6,250 underlying)
Disposition to Issuer
Options (right to buy)
2012-01-03$3.70/sh−37,500$138,750→ 3,125 total
Exercise: $3.70From: 2013-01-01Exp: 2022-01-03→ Common Stock (37,500 underlying)
Disposition to Issuer
Options (right to buy)
2010-01-22$4.40/sh−31,250$137,500→ 3,125 total
Exercise: $4.40From: 2010-12-31Exp: 2020-01-22→ Common Stock (31,250 underlying)
Disposition to Issuer
Options (right to buy)
2012-01-03$3.70/sh−6,250$23,125→ 3,125 total
Exercise: $3.70From: 2012-07-04Exp: 2022-01-03→ Common Stock (6,250 underlying)
Disposition to Issuer
Options (right to buy)
2013-01-02$7.86/sh−6,250$49,125→ 3,125 total
Exercise: $7.86From: 2013-07-03Exp: 2023-01-02→ Common Stock (6,250 underlying)
Disposition to Issuer
Options (right to buy)
2014-01-02$4.84/sh−6,250$30,250→ 3,125 total
Exercise: $4.84From: 2014-07-03Exp: 2024-01-02→ Common Stock (6,250 underlying)

Footnotes (3)

[F1]On April 29, 2016, the Compensation Committee of the Board of Directors of the Company approved a voluntary stock option exchange program for its employees, directors and certain others, which became effective on July 18, 2016. Under the terms of the program, the participants had the opportunity to cancel certain of their existing underwater outstanding stock options (i.e., options with exercise prices that are higher than the current market trading price of the common stock) in exchange for a replacement option grant for an equal number of shares.
[F2]Represents options directly held by the reporting person, which are not being exchanged.
[F3]Represents replacement options which vest over three years, vesting 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

Entertainment Gaming Asia Inc.

CIK 0001004673

→

Entity typeoperating

IncorporatedNV

Related Parties

filerCIK 0001004673

Filing Metadata

Form type: 4
Filed: Jul 17, 8:00 PM ET
Accepted: Jul 18, 10:28 AM ET
Size: 33.5 KB

View on SEC.gov