Home/Filings/4/0001179110-16-027699
4//SEC Filing

Entertainment Gaming Asia Inc. 4

Accession 0001179110-16-027699

CIK 0001004673operating

Filed

Jul 17, 8:00 PM ET

Accepted

Jul 18, 10:32 AM ET

Size

12.6 KB

Accession

0001179110-16-027699

Insider Transaction Report

Form 4
Period: 2016-07-18
Transactions
  • Disposition to Issuer

    Options (right to buy)

    2011-02-03$5.76/sh3,125$18,0009,375 total
    Exercise: $5.76From: 2011-08-04Exp: 2021-02-03Common Stock (3,125 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2013-01-02$7.86/sh6,250$49,1259,375 total
    Exercise: $7.86From: 2013-07-03Exp: 2023-01-02Common Stock (6,250 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2014-01-02$4.84/sh5,089$24,6319,375 total
    Exercise: $4.84From: 2014-07-03Exp: 2024-01-02Common Stock (5,089 underlying)
  • Award

    Options (right to buy)

    2016-04-29$4.84/sh+14,464$70,00623,839 total
    Exercise: $1.94From: 2017-04-29Exp: 2026-04-28Common Stock (14,464 underlying)
Footnotes (3)
  • [F1]On April 29, 2016, the Compensation Committee of the Board of Directors of the Company approved a voluntary stock option exchange program for its employees, directors and certain others, which became effective on July 18, 2016. Under the terms of the program, the participants had the opportunity to cancel certain of their existing underwater outstanding stock options (i.e., options with exercise prices that are higher than the current market trading price of the common stock) in exchange for a replacement option grant for an equal number of shares.
  • [F2]Represents options directly held by the reporting person, which are not being exchanged.
  • [F3]Represents replacement options which vest over three years, vesting 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date.

Issuer

Entertainment Gaming Asia Inc.

CIK 0001004673

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001004673

Filing Metadata

Form type
4
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 10:32 AM ET
Size
12.6 KB