Home/Filings/4/0001179110-16-029162
4//SEC Filing

New York & Company, Inc. 4

Accession 0001179110-16-029162

CIK 0001211351operating

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 6:31 PM ET

Size

7.4 KB

Accession

0001179110-16-029162

Insider Transaction Report

Form 4
Period: 2016-08-22
Worthington John M
President and COO
Transactions
  • Award

    Common Stock

    2016-08-22+50,000337,500 total
  • Award

    Stock Appreciation Rights

    2016-08-22+200,000200,000 total
    Exercise: $2.15Exp: 2026-08-22Common Stock (200,000 underlying)
Footnotes (3)
  • [F1]The reporting person was awarded restricted stock which vests on August 22, 2019.
  • [F2]Includes 12,500 shares of common stock, 250,000 shares of restricted stock which vest on November 3, 2017, 25,000 shares of restricted stock which vest on August 25, 2018, and 50,000 shares of restricted stock which vest on August 22, 2019.
  • [F3]The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 50,000 on August 22, 2017; 50,000 on August 22, 2018, and 100,000 on August 22, 2019. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

Issuer

New York & Company, Inc.

CIK 0001211351

Entity typeoperating

Related Parties

1
  • filerCIK 0001211351

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 6:31 PM ET
Size
7.4 KB