4//SEC Filing
AWARE INC /MA/ 4
Accession 0001179110-17-000072
$AWRECIK 0001015739operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:31 PM ET
Size
14.8 KB
Accession
0001179110-17-000072
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
STAFFORD JOHN S JR
10% Owner
Transactions
- Gift
Common Stock
2016-11-01−35,000→ 0 total - Exercise/Conversion
Unrestricted Stock Award (Right to Acquire)
2017-01-03−5,000→ 0 totalExercise: $0.00→ Common Stock (5,000 underlying) - Gift
Common Stock
2017-01-03−5,000→ 0 total - Exercise/Conversion
Common Stock
2017-01-03+5,000→ 5,000 total
Holdings
- 275,899(indirect: By Proxy)
Common Stock
Footnotes (4)
- [F1]On November 1, 2016, the reporting person gifted 35,000 shares of common stock to a revocable trust controlled by the reporting person.
- [F2]On January 3, 2017, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 28, 2016 subject to his continued service as a director, officer or employee of the Company.
- [F3]On January 3, 2017, the reporting person gifted 5,000 shares of common stock to a revocable trust controlled by the reporting person.
- [F4]The reporting person has obtained proxies from the holders of 275,899 shares of common stock granting him the exclusive right to vote those shares of common stock. The reporting person does not have the right to dispose of such shares of common stock nor does he have any pecuniary interest in such shares of common stock. Accordingly, pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of the 275,899 shares of common stock that are the subject of these proxies.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0001015739
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:31 PM ET
- Size
- 14.8 KB