STAFFORD JOHN S JR

CIK 00010340052 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001034005

Recent Transactions

50 trades

Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2019-01-02+5,000→ 5,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2019-01-02−5,000→ 0 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2019-01-02+5,000→ 346,671 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2019-01-02−5,000→ 0 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2018-07-02−5,000→ 5,000 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2018-07-02−5,000→ 0 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2018-07-02+5,000→ 341,671 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2018-07-02+5,000→ 5,000 total
Award
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2018-03-20+10,000→ 10,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2018-01-02−5,000→ 0 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2018-01-02+5,000→ 5,000 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2018-01-02+5,000→ 336,671 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2018-01-02−5,000→ 0 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2017-07-03+5,000→ 331,671 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2017-07-03−5,000→ 0 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2017-07-03−5,000→ 5,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2017-07-03+5,000→ 5,000 total
Award
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2017-02-27+10,000→ 10,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2017-01-03+5,000→ 5,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2017-01-03−5,000→ 0 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2017-01-03−5,000→ 0 total
Purchase
AWARE INC /MA/$AWRE
Common Stock
2016-11-01$5.22/sh+286,671→ 321,671 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2016-11-01−286,671→ 35,000 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2016-11-01−35,000→ 0 total
Gift
AWARE INC /MA/$AWRE
Common Stock
2016-11-01+286,671→ 286,671 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2016-06-30−5,000→ 5,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2016-06-30+5,000→ 35,000 total
Award
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2016-03-28+10,000→ 10,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2016-01-04+5,000→ 30,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2016-01-04−5,000→ 0 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2015-06-30−5,000→ 5,000 total
Award
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2015-03-26+10,000→ 10,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2015-01-02−5,000→ 0 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2015-01-02+5,000→ 20,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2014-06-30+5,000→ 15,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2014-06-30−5,000→ 5,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2014-06-30+5,000→ 25,000 total
Award
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2014-03-26+10,000→ 10,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2014-01-02+5,000→ 10,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2014-01-02−5,000→ 0 total
Purchase
Xencor Inc$XNCR
Common Stock
2013-12-06$5.50/sh+275,000→ 2,000,443 total
Conversion
Xencor Inc$XNCR
Common Stock
2013-12-06+71,098→ 1,725,443 total
Conversion
Xencor Inc$XNCR
Common Stock
2013-12-06+1,367,651→ 1,367,741 total
Conversion
Xencor Inc$XNCR
Series A-1 Preferred Stock
2013-12-06−220,406→ 0 total
Conversion
Xencor Inc$XNCR
Series A-1 Preferred Stock
2013-12-06−4,239,720→ 0 total
Conversion
Xencor Inc$XNCR
Common Stock
2013-12-06+286,604→ 1,654,345 total
Conversion
Xencor Inc$XNCR
Series A-1 Preferred Stock
2013-12-06−888,474→ 0 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Common Stock
2013-07-01+5,000→ 5,000 total
Exercise/Conversion
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2013-07-01−5,000→ 5,000 total
Award
AWARE INC /MA/$AWRE
Unrestricted Stock Award (Right to Acquire)
2013-04-02+10,000→ 10,000 total

Companies

Recent Filings

Address

230 S. LASALLE STREET SUITE 400

CHICAGO, IL, 60604-1408

View on SEC.gov