4//SEC Filing
ALERE INC. 4
Accession 0001179110-17-010141
CIK 0001145460operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:11 PM ET
Size
9.1 KB
Accession
0001179110-17-010141
Insider Transaction Report
Form 4
ALERE INC.ALR
Powers Gregg J
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-06-30−5,530→ 0 total→ Common Stock (5,530 underlying) - Exercise/Conversion
Common Stock
2017-06-30+5,530→ 5,530 total(indirect: See Footnote.)
Holdings
- 18,608
Series B Convertible Perpetual Preferred Stock
- 46,000
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- [F2]The restricted stock units vested in full on June 30, 2017.
- [F3]The shares listed above as being indirectly owned by Mr. Powers are held by Pelican Bay Holdings, the general partner of Private Capital Management, LLC ("PCM"), a registered investment adviser. Mr. Powers serves as Chairman and Chief Executive Officer of PCM. Mr. Powers is also the sole owner, indirectly, of Pelican Bay Holdings. In addition to the shares of common stock and convertible preferred stock listed above, Mr. Powers exercises investment control over (i)552,995 shares of common stock owned by clients of PCM, (ii)183,675 shares of common stock owned through pooled investment vehicles for which PCM serves as investment advisor, (iii)1,675 shares of common stock owned in a PCM proprietary account, (iv)1,001 shares of convertible preferred stock owned by clients of PCM, and (v)3,257 shares of convertible preferred stock owned through a pooled investment vehicle for which PCM serves as investment advisor. Mr. Powers disclaims beneficial ownership of these shares.
Documents
Issuer
ALERE INC.
CIK 0001145460
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001145460
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 9:11 PM ET
- Size
- 9.1 KB