BAINES HEATHER U 5
5 · ANWORTH MORTGAGE ASSET CORP · Filed Feb 14, 2018
Insider Transaction Report
Form 5
BAINES HEATHER U
Executive Vice President
Transactions
- Other
Common Stock
2017-12-31+25,834→ 1,176,788 total
Holdings
- 62,500(indirect: By Spouse)
Common Stock
- 33,700(indirect: By Foundation)
Common Stock
Footnotes (4)
- [F1]These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan in exempt transactions pursuant to Rule 16a-11 at the then-current market prices during calendar year 2017.
- [F2]Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with her spouse.
- [F3]Ms. Baines' spouse owns 62,500 shares in which Ms. Baines disclaims any beneficial interest.
- [F4]Shares held by the McAdams Foundation, of which Ms. Baines' spouse is a director.