WOODS WARD W JR 4
4 · Alphatec Holdings, Inc. · Filed Mar 12, 2018
Insider Transaction Report
Form 4
WOODS WARD W JR
Director
Transactions
- Award
Series B Convertible Preferred Stock
2018-03-08$1000.00/sh+2,000$2,000,000→ 2,000 total(indirect: By Partnership)→ Common Stock (634,921 underlying) - Exercise/Conversion
Series A Convertible Preferred Stock
2018-03-09−773.944→ 0 total(indirect: By Partnership)→ Common Stock (386,997 underlying) - Exercise/Conversion
Common Stock
2018-03-09+386,997→ 500,000 total(indirect: By Partnership) - Award
Warrants (right to buy)
2018-03-08+539,683→ 539,683 total(indirect: By Partnership)Exercise: $3.50→ Common Stock (539,683 underlying)
Footnotes (3)
- [F1]Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained.
- [F2]Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained.
- [F3]Each share of Series A Convertible Preferred Stock has no expiration date and became convertible into 500 shares of the issuer's common stock following the date that stockholders approved such conversion, which approval was obtained on June 15, 2017.