4//SEC Filing
WOODS WARD W JR 4
Accession 0001179110-18-004085
CIK 0001350653other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 6:12 PM ET
Size
11.6 KB
Accession
0001179110-18-004085
Insider Transaction Report
Form 4
WOODS WARD W JR
Director
Transactions
- Award
Series B Convertible Preferred Stock
2018-03-08$1000.00/sh+2,000$2,000,000→ 2,000 total(indirect: By Partnership)→ Common Stock (634,921 underlying) - Exercise/Conversion
Series A Convertible Preferred Stock
2018-03-09−773.944→ 0 total(indirect: By Partnership)→ Common Stock (386,997 underlying) - Exercise/Conversion
Common Stock
2018-03-09+386,997→ 500,000 total(indirect: By Partnership) - Award
Warrants (right to buy)
2018-03-08+539,683→ 539,683 total(indirect: By Partnership)Exercise: $3.50→ Common Stock (539,683 underlying)
Footnotes (3)
- [F1]Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained.
- [F2]Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained.
- [F3]Each share of Series A Convertible Preferred Stock has no expiration date and became convertible into 500 shares of the issuer's common stock following the date that stockholders approved such conversion, which approval was obtained on June 15, 2017.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001196931
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 6:12 PM ET
- Size
- 11.6 KB