SCOTT GREGORY J 4
4 · New York & Company, Inc. · Filed Mar 23, 2018
Insider Transaction Report
Form 4
SCOTT GREGORY J
President
Transactions
- Other
Common Stock
2018-02-08−176,340→ 22,422 total - Award
Common Stock
2018-03-20$2.74/sh+48,156$131,947→ 70,578 total - Other
Common Stock
2018-02-08+176,340→ 176,340 total(indirect: By Trust) - Award
Common Stock
2018-03-20+48,156→ 118,734 total
Footnotes (5)
- [F1]Represents common stock transferred to the reporting person's living revocable trust.
- [F2]Represents common stock indirectly beneficially owned by the reporting person.
- [F3]The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee.
- [F4]The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested DSUs equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant.
- [F5]Includes 10,000 shares of common stock; 54,367 vested deferred stock units; 6,211 unvested deferred stock units that vest on August 31, 2020; and 48,156 unvested deferred stock units that vest on March 20, 2021.