4//SEC Filing
Davis Robert Craig 4
Accession 0001179110-18-009478
CIK 0001047884other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 4:08 PM ET
Size
8.0 KB
Accession
0001179110-18-009478
Insider Transaction Report
Form 4
Davis Robert Craig
Director
Transactions
- Award
Restricted Stock Unit
2018-07-02+2,000→ 20,000 total→ Common Stock (2,000 underlying)
Holdings
- 4,000
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50→ Common Stock (20,408 underlying) - 40,000
Common Stock
Footnotes (6)
- [F1]1-for-1.
- [F2]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F3]Granted to the reporting person for his continued service on the board of directors.
- [F4]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 5.1021 per share.
- [F5]Immediately exercisable.
- [F6]The Series B Cumulative Convertible Preferred Stock has no expiration date.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001330540
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 4:08 PM ET
- Size
- 8.0 KB