4//SEC Filing
Toal Sheamus 4
Accession 0001179110-18-011729
CIK 0001211351other
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 6:31 PM ET
Size
8.6 KB
Accession
0001179110-18-011729
Insider Transaction Report
Form 4
Toal Sheamus
EVP and CFO
Transactions
- Award
Stock Appreciation Rights
2018-08-27+86,065→ 86,065 totalExercise: $4.88Exp: 2028-08-27→ Common Stock (86,065 underlying) - Award
Common Stock
2018-08-27+18,442→ 254,211 total
Holdings
- 19,000(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]The reporting person was awarded restricted stock which vests on August 27, 2021.
- [F2]Includes 162,489 shares of common stock; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.
- [F3]Represents common stock indirectly beneficially owned by the reporting person.
- [F4]The shares continue to be held of record by the reporting person as custodian for his daughter.
- [F5]The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 21,516 on August 27, 2019; 21,516 on August 27, 2020, and 43,033 on August 27, 2021. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in stock.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001309032
Filing Metadata
- Form type
- 4
- Filed
- Sep 27, 8:00 PM ET
- Accepted
- Sep 28, 6:31 PM ET
- Size
- 8.6 KB