Home/Filings/4/0001179110-19-000121
4//SEC Filing

DiPetro Michael J 4

Accession 0001179110-19-000121

CIK 0001324410other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 1:02 PM ET

Size

7.4 KB

Accession

0001179110-19-000121

Insider Transaction Report

Form 4
Period: 2019-01-01
DiPetro Michael J
EVP, Retail Banking Manager
Transactions
  • Disposition to Issuer

    Voting Common Stock

    2019-01-0112,4090 total
  • Exercise/Conversion

    Voting Common Stock

    2019-01-01+8,99012,409 total
Footnotes (2)
  • [F1]On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger shares of performance-based restricted stock previously granted to the reporting person under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan and the Guaranty Bancorp 2015 Long-Term Incentive Plan vested on the Effective Date.
  • [F2]In connection with the Merger each outstanding share of Guaranty common stock, subject to certain limited exceptions, was converted into the right to receive 0.45 of a share of Independent common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the shares of Guaranty common stock reported in Table I, an aggregate of 5,581 shares of Independent common stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.

Issuer

Guaranty Bancorp

CIK 0001324410

Entity typeother

Related Parties

1
  • filerCIK 0001596147

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 1:02 PM ET
Size
7.4 KB