Davis Robert Craig 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Dec 11, 2019
Insider Transaction Report
Form 4
Davis Robert Craig
Director
Transactions
- Purchase
Series A Cumulative Preferred Stock
2019-12-10$26.10/sh+28$731→ 2,237 total - Purchase
Series A Cumulative Preferred Stock
2019-12-09$26.15/sh+209$5,465→ 2,209 total
Holdings
- 40,000
Common Stock
- 22,000
Restricted Stock Unit
→ Common Stock (22,000 underlying) - 4,000
Series B Cumulative Convertible Preferred Stock
→ Common Stock (22,152 underlying)
Footnotes (5)
- [F1]1-for-1.
- [F2]The Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F3]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 5.5379 per share.
- [F4]Immediately exercisable.
- [F5]The Series B Cumulative Convertible Preferred Stock has no expiration date.