4//SEC Filing
DAVIS JOE E 4
Accession 0001179110-20-007938
CIK 0001047884other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:02 PM ET
Size
7.9 KB
Accession
0001179110-20-007938
Insider Transaction Report
Form 4
DAVIS JOE E
Director
Transactions
- Award
Restricted Stock Unit
2020-07-01+2,000→ 24,000 total→ Common Stock (2,000 underlying)
Holdings
- 15,582
Common Stock
- 3,000
Series B Cumulative Convertible Preferred Stock
Exercise: $10.50→ Common Stock (18,006 underlying)
Footnotes (6)
- [F1]1-for-1.
- [F2]Restricted Stock Units vest upon the reporting person's retirement from the board of directors.
- [F3]Granted to the reporting person for his continued service on the board of directors.
- [F4]The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, as copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 6.0021 per share.
- [F5]Immediately exercisable.
- [F6]The Series B Cumulative Convertible Preferred Stock has no expiration date.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001063480
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:02 PM ET
- Size
- 7.9 KB