|4Apr 28, 7:59 PM ET

FARRAR FREDERICK L 4

4 · FCCC INC · Filed Apr 28, 2021

Insider Transaction Report

Form 4
Period: 2020-09-21
FARRAR FREDERICK L
DirectorCEO, Princ. Financial Officer10% Owner
Transactions
  • Sale

    Common Stock

    2021-04-26$0.23/sh400,000$92,0000 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-04-26$0.23/sh525,000$120,7500 total
  • Purchase

    Convertible Promissory Note

    2020-09-21$65000.00/sh+65,000$4,225,000,00065,000 total
    Exercise: $0.23From: 2020-09-21Exp: 2022-10-31Common Stock (282,608 underlying)
Footnotes (2)
  • [F1]Represents original principal amount.
  • [F2]Represents shares of issued common stock into which the principal amount was convertible on the date of acquisition. It does not include shares issuable upon conversion of unpaid interest, which accrues at a rate of 5.0% per annum.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -