4//SEC Filing
Hewlett Packard Enterprise Co 4
Accession 0001179706-17-000127
$HPECIK 0001645590operating
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:29 PM ET
Size
28.4 KB
Accession
0001179706-17-000127
Insider Transaction Report
Form 4
HSU CHRISTOPHER P
EVP, COO
Transactions
- Sale
Common Stock
2017-05-10$18.99/sh−31,422$596,704→ 0 total - Award
Restricted Stock Units
2017-04-05+222.148→ 63,893.912 total→ Common Stock (222.148 underlying) - Award
Restricted Stock Units
2017-04-05+169.701→ 48,165.858 total→ Common Stock (169.701 underlying) - Exercise/Conversion
Common Stock
2017-05-10$14.55/sh+113,666$1,653,840→ 145,055 total - Sale
Common Stock
2017-05-10$18.99/sh−113,666$2,158,517→ 31,422 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-05-10−113,666→ 312,585 totalExercise: $14.55From: 2015-07-17Exp: 2022-07-17→ Common Stock (113,666 underlying) - Award
Restricted Stock Units
2017-04-05+73.494→ 21,044.046 total→ Common Stock (73.494 underlying) - Award
Restricted Stock Units
2017-04-05+494.948→ 138,838.022 total→ Common Stock (494.948 underlying) - Award
Restricted Stock Units
2017-04-05+160.982→ 45,155.698 total→ Common Stock (160.982 underlying) - Award
Restricted Stock Units
2017-04-05+387.451→ 107,381.204 total→ Common Stock (387.451 underlying)
Footnotes (12)
- [F1]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/17.
- [F10]As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 494..9478 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
- [F11]As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 160.9821 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
- [F12]As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 387.4508 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
- [F2]The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.99 to $18.995.Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- [F3]This option became exercisable beginning on this date.
- [F4]This option is no longer exercisable beginning on this date.
- [F5]As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F7]As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 222.1475 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
- [F8]As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 73.4936 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
- [F9]As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The dividend equivalent rights being reported include 169..7008 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17 Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
Documents
Issuer
Hewlett Packard Enterprise Co
CIK 0001645590
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001645590
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 4:29 PM ET
- Size
- 28.4 KB