4//SEC Filing
STONESIFER TIMOTHY C. 4
Accession 0001179706-18-000136
CIK 0001645590other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 8:52 PM ET
Size
18.8 KB
Accession
0001179706-18-000136
Insider Transaction Report
Form 4
STONESIFER TIMOTHY C.
EVP & CFO
Transactions
- Sale
Common Stock
2018-06-04$15.51/sh−53,750$833,437→ 289,962 total - Tax Payment
Common Stock
2018-06-01$15.53/sh−19,891$308,907→ 226,312 total - Exercise/Conversion
Common Stock
2018-06-01$15.53/sh+29,358$455,930→ 255,670 total - Award
Common Stock
2018-06-01$15.53/sh+102,599$1,593,362→ 343,712 total - Exercise/Conversion
Restricted Stock Units
2018-06-01−40,118→ 0 total→ Common Stock (40,118 underlying) - Exercise/Conversion
Common Stock
2018-06-01$15.53/sh+40,118$623,033→ 246,203 total - Tax Payment
Common Stock
2018-06-01$15.53/sh−14,557$226,070→ 241,113 total - Exercise/Conversion
Restricted Stock Units
2018-06-01−29,358→ 0 total→ Common Stock (29,358 underlying)
Footnotes (6)
- [F1]On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18.
- [F2]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18.
- [F3]The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.38 to $15.63. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F5]As previously reported, on 11/02/15, the reporting person was granted 69,013 Restricted Stock Units ("RSUs"), 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,405 vested dividend equivalent rights and a de minimus adjustment of 0.1673 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- [F6]As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,027 vested dividend equivalent rights and a de minimus adjustment of 0.2758 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
Documents
Issuer
Hewlett Packard Enterprise Co
CIK 0001645590
Entity typeother
Related Parties
1- filerCIK 0001656085
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 8:52 PM ET
- Size
- 18.8 KB