AMERICAN CAPITAL, LTD·4

Sep 16, 5:26 PM ET

AMERICAN CAPITAL, LTD 4

4 · AMERICAN CAPITAL, LTD · Filed Sep 16, 2013

Insider Transaction Report

Form 4
Period: 2013-09-13
Transactions
  • Exercise/Conversion

    Common Stock

    2013-09-13$6.15/sh+20,000$123,00025,452 total
  • Sale

    Common Stock

    2013-09-13$13.14/sh20,000$262,78025,452 total
  • Exercise/Conversion

    Options

    2013-09-1320,00013,750 total
    Exercise: $6.15From: 2010-10-08Exp: 2019-06-11Stock (20,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    14,606
  • Common Stock

    (indirect: Owned by son)
    165
Footnotes (2)
  • [F1]Price reflects weighted average sales price; actual sale prices ranged from $13.11 to $13.15. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  • [F2]Under terms of SEC order authorizing these options, one-third of these options vested on October 8, 2010, one-third vested on June 11, 2011 and one-third vested on June 11, 2012.

Documents

2 files