AMERICAN CAPITAL, LTD 4
4 · AMERICAN CAPITAL, LTD · Filed Mar 11, 2014
Insider Transaction Report
Form 4
BASKIN MARY C
Director
Transactions
- Exercise/Conversion
Options
2014-03-10−10,000→ 3,750 totalExercise: $6.15From: 2010-10-08Exp: 2019-06-11→ Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2014-03-10$6.15/sh+10,000$61,500→ 25,452 total - Sale
Common Stock
2014-03-10$15.44/sh−10,000$154,391→ 25,452 total
Holdings
- 14,606(indirect: By Spouse)
Common Stock
- 165(indirect: Owned by son)
Common Stock
Footnotes (2)
- [F1]Price reflects weighted average sales price; actual sale prices ranged from $15.432 to $15.450. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- [F2]Under terms of SEC order authorizing these options, one-third of these options vested on October 8, 2010, one-third vested on June 11, 2011 and one-third vested on June 11, 2012.