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4//SEC Filing

AMERICAN CAPITAL, LTD 4

Accession 0001181071-15-000001

CIK 0000817473operating

View on SEC.gov Company Profile

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 4:16 PM ET

Size

16.8 KB

Accession

0001181071-15-000001

Insider Transaction Report

Form 4

Period: 2015-03-13

AMERICAN CAPITAL, LTDACAS

Director

Transactions

Exercise/Conversion
Common Stock
2015-03-13$6.15/sh+3,750$23,063→ 25,452 total
Exercise/Conversion
Options
2015-03-13−3,750→ 0 total
Exercise: $6.15From: 2010-10-08Exp: 2019-06-11→ Common Stock (3,750 underlying)
Exercise/Conversion
Options
2015-03-13−10,000→ 146,250 total
Exercise: $8.69From: 2011-09-15Exp: 2020-09-15→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2015-03-13$8.69/sh+10,000$86,900→ 25,452 total
Sale
Common Stock
2015-03-13$14.68/sh−13,750$201,872→ 25,452 total

Holdings

Common Stock
(indirect: By Spouse)
14,606
Common Stock
(indirect: Owned by son)
165

Footnotes (3)

[F1]Price reflects weighted average sales price; actual sale prices ranged from $14.680 to $14.686. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
[F2]Under terms of SEC order authorizing these options, one-third of these options vested on October 8, 2010, one-third vested on June 11, 2011 and one-third vested on June 11, 2012.
[F3]Under terms of SEC order authorizing these options, one-third of these options vested on September 15, 2011, one-third vested on September 15, 2012 and one-third vested on September 15, 2013.

Documents

2 files

Issuer

AMERICAN CAPITAL, LTD

CIK 0000817473

Entity typeoperating

Related Parties

1

filerCIK 0000817473

Filing Metadata

Form type: 4
Filed: Mar 15, 8:00 PM ET
Accepted: Mar 16, 4:16 PM ET
Size: 16.8 KB

View on SEC.gov