NEW FOCUS INC·4

Sep 30, 5:09 PM ET

LEE JOSEPH K 4

4 · NEW FOCUS INC · Filed Sep 30, 2003

Insider Transaction Report

Form 4
Period: 2003-09-26
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.42/sh+700$3,09412,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.42/sh+500$2,21012,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.41/sh+900$3,96912,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.43/sh+5,000$22,15012,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.42/sh+300$1,32612,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.43/sh+400$1,77212,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.43/sh+800$3,54412,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.43/sh+1,000$4,43012,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.41/sh+2,000$8,82012,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$3.99/sh1,700$6,7831,700 total
    Exercise: $3.99From: 2003-09-26Exp: 2003-09-28Common Stock (1,700 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.43/sh+100$44312,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.42/sh+1,600$7,07712,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.40/sh+15,033$66,14512,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.44/sh+200$88812,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.42/sh+1,400$6,18812,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.44/sh+600$2,66412,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$2.79/sh25,000$69,75025,000 total
    Exercise: $2.79From: 2003-09-26Exp: 2003-09-28Common Stock (25,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$4.42/sh+1,200$5,30812,796 total
  • Sale

    common stock

    2003-09-26$4.42/sh38,033$167,94212,796 total
  • Exercise/Conversion

    Employee Stock Option (Right & Buy)

    2003-09-26$3.89/sh11,333$44,08511,333 total
    Exercise: $3.89From: 2003-09-26Exp: 2003-09-28Common Stock (11,333 underlying)

Documents

1 file
  • 4
    rrd19248.xmlPrimary