LEE JOSEPH K 4
4 · NEW FOCUS INC · Filed Sep 30, 2003
Insider Transaction Report
Form 4
NEW FOCUS INCNUFO
LEE JOSEPH K
Other
Transactions
- Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.42/sh+700$3,094→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.42/sh+500$2,210→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.41/sh+900$3,969→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.43/sh+5,000$22,150→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.42/sh+300$1,326→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.43/sh+400$1,772→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.43/sh+800$3,544→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.43/sh+1,000$4,430→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.41/sh+2,000$8,820→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$3.99/sh−1,700$6,783→ 1,700 totalExercise: $3.99From: 2003-09-26Exp: 2003-09-28→ Common Stock (1,700 underlying) - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.43/sh+100$443→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.42/sh+1,600$7,077→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.40/sh+15,033$66,145→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.44/sh+200$888→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.42/sh+1,400$6,188→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.44/sh+600$2,664→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$2.79/sh−25,000$69,750→ 25,000 totalExercise: $2.79From: 2003-09-26Exp: 2003-09-28→ Common Stock (25,000 underlying) - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$4.42/sh+1,200$5,308→ 12,796 total - Sale
common stock
2003-09-26$4.42/sh−38,033$167,942→ 12,796 total - Exercise/Conversion
Employee Stock Option (Right & Buy)
2003-09-26$3.89/sh−11,333$44,085→ 11,333 totalExercise: $3.89From: 2003-09-26Exp: 2003-09-28→ Common Stock (11,333 underlying)