Home/Filings/3/0001181431-04-003939
3//SEC Filing

SOUNDVIEW TECHNOLOGY GROUP INC 3

Accession 0001181431-04-003939

CIK 0001071620operating

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 8:25 PM ET

Size

5.7 KB

Accession

0001181431-04-003939

Insider Transaction Report

Form 3
Period: 2004-01-12
Holdings
  • Common Stock, $0.01 par value

    19,500,771
Footnotes (1)
  • [F1]On January 12, 2004, Shakespeare Merger Corporation ("Shakespeare"), a wholly owned subsidiary of The Charles Schwab Corporation ("Schwab"), acquired 17,776,486 shares of common stock, par value $0.01 per share, of SoundView Technology Group, Inc. ("SoundView") pursuant to Shakespeare's offer to purchase all of the outstanding common stock and Class B common stock of SoundView. On January 15, 2004, at the expiration of the subsequent offering period for Shakespeare's tender offer, Shakespeare had acquired 19,500,771 shares of SoundView's common stock. Following completion of the tender offer, Shakespeare merged with and into SoundView, causing Schwab to hold 100% of the common stock of SoundView. As of January 16, 2004, all of SoundView's common stock had been deregistered.

Issuer

SOUNDVIEW TECHNOLOGY GROUP INC

CIK 0001071620

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001071620

Filing Metadata

Form type
3
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 8:25 PM ET
Size
5.7 KB