SOUNDVIEW TECHNOLOGY GROUP INC 3
3 · SOUNDVIEW TECHNOLOGY GROUP INC · Filed Jan 22, 2004
Insider Transaction Report
Form 3
SCHWAB CHARLES CORP
10% Owner
Holdings
- 19,500,771
Common Stock, $0.01 par value
Footnotes (1)
- [F1]On January 12, 2004, Shakespeare Merger Corporation ("Shakespeare"), a wholly owned subsidiary of The Charles Schwab Corporation ("Schwab"), acquired 17,776,486 shares of common stock, par value $0.01 per share, of SoundView Technology Group, Inc. ("SoundView") pursuant to Shakespeare's offer to purchase all of the outstanding common stock and Class B common stock of SoundView. On January 15, 2004, at the expiration of the subsequent offering period for Shakespeare's tender offer, Shakespeare had acquired 19,500,771 shares of SoundView's common stock. Following completion of the tender offer, Shakespeare merged with and into SoundView, causing Schwab to hold 100% of the common stock of SoundView. As of January 16, 2004, all of SoundView's common stock had been deregistered.