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4//SEC Filing

Watanabe Gwendolyn A 4

Accession 0001181431-05-045755

CIK 0001178336other
View on SEC.govCompany Profile

Filed

Aug 9, 8:00 PM ET

Accepted

Aug 10, 2:13 PM ET

Size

23.5 KB

Accession

0001181431-05-045755

Insider Transaction Report

Form 4
Period: 2005-08-10
HOKU SCIENTIFIC INCHOKU
Lava Ventures VII LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-08-10+2,666,666→ 2,666,666 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2005-08-10+233,333→ 233,333 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2005-08-10−2,666,666→ 0 total(indirect: See Footnote)
    → Common Stock (2,666,666 underlying)
  • Conversion

    Series C Preferred Stock

    2005-08-10−233,333→ 0 total(indirect: See Footnote)
    → Common Stock (233,333 underlying)
Watanabe Group LLC
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-08-10+2,666,666→ 2,666,666 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2005-08-10−233,333→ 0 total(indirect: See Footnote)
    → Common Stock (233,333 underlying)
  • Conversion

    Common Stock

    2005-08-10+233,333→ 233,333 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2005-08-10−2,666,666→ 0 total(indirect: See Footnote)
    → Common Stock (2,666,666 underlying)
LAVA VENTURES III LLC
10% Owner
Transactions
  • Conversion

    Series C Preferred Stock

    2005-08-10−2,666,666→ 0 total(indirect: See Footnote)
    → Common Stock (2,666,666 underlying)
  • Conversion

    Common Stock

    2005-08-10+2,666,666→ 2,666,666 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2005-08-10+233,333→ 233,333 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2005-08-10−233,333→ 0 total(indirect: See Footnote)
    → Common Stock (233,333 underlying)
Lava Management LLC
10% Owner
Transactions
  • Conversion

    Series C Preferred Stock

    2005-08-10−2,666,666→ 0 total(indirect: See Footnote)
    → Common Stock (2,666,666 underlying)
  • Conversion

    Series C Preferred Stock

    2005-08-10−233,333→ 0 total(indirect: See Footnote)
    → Common Stock (233,333 underlying)
  • Conversion

    Common Stock

    2005-08-10+233,333→ 233,333 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2005-08-10+2,666,666→ 2,666,666 total(indirect: See Footnote)
Watanabe Gwendolyn A
10% Owner
Transactions
  • Conversion

    Common Stock

    2005-08-10+2,666,666→ 2,666,666 total(indirect: See Footnote)
  • Conversion

    Series C Preferred Stock

    2005-08-10−2,666,666→ 0 total(indirect: See Footnote)
    → Common Stock (2,666,666 underlying)
  • Conversion

    Series C Preferred Stock

    2005-08-10−233,333→ 0 total(indirect: See Footnote)
    → Common Stock (233,333 underlying)
  • Conversion

    Common Stock

    2005-08-10+233,333→ 233,333 total(indirect: See Footnote)
Footnotes (4)
  • [F1]The Issuer's Preferred Stock will automatically convert into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.
  • [F2]Shares are owned by Lava Ventures VII, LP.
  • [F3]Shares are owned by Lava Ventures III, LLC.
  • [F4]Lava Management, LLC is the general partner of Lava Ventures VII, LP and the manager of Lava Ventures III, LLC. Watanabe Group, LLC is the managing member of Lava Management, LLC. Gwendolyn A. Watanabe is the manager of Watanabe Group, LLC.

Documents

2 files

Issuer

HOKU SCIENTIFIC INC

CIK 0001178336

→
Entity typeother

Related Parties

1
  • filerCIK 0001333928

Filing Metadata

Form type
4
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 2:13 PM ET
Size
23.5 KB
View on SEC.gov