Duncan Charles William III 4
4 · SANDERS MORRIS HARRIS GROUP INC · Filed Jun 27, 2006
Insider Transaction Report
Form 4
Duncan Charles William III
Director
Transactions
- Award
Common Stock
2006-05-18$15.43/sh+2,000$30,860→ 14,751 total - Award
Common Stock
2006-05-18$15.43/sh+776$11,974→ 15,527 total
Holdings
- 10,000(indirect: By Partnership)
Common Stock
Footnotes (3)
- [F1]Restricted stock award that vests 50% at the end of year one, 75% at the end of year two, and 100% at the end of year three.
- [F2]Shares owned by Duncan Investors Partnership of which Mr. Duncan owns a 47.5% Interest. Mr. Duncan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Restricted stock award that vests 100% on the first anniversary of the date of grant.