AVANEX CORP·4

Jul 11, 9:35 PM ET

Kolb Bradley 4

4 · AVANEX CORP · Filed Jul 11, 2006

Insider Transaction Report

Form 4
Period: 2006-06-30
Kolb Bradley
Senior VP, Operations
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2006-06-3025,000150,000 total
    Exercise: $0.00From: 2006-03-31Common Stock (25,000 underlying)
  • Exercise/Conversion

    Common Stock

    2006-06-30$0.00/sh+25,000$2539,316 total
Footnotes (2)
  • [F1]On June 30, 2006 Reporting Person vested as to 25,000 shares; the Reporting Person is responsible for fulfilling his own tax obligation.
  • [F2]12.5% of the Restricted Stock Units awarded shall vest on March 31, 2006 and 12.5% of the Restricted Stock Units awarded shall vest each quarter therafter, such that 100% of the Restricted Stock Units will be fully vested on December 31, 2007, subject to the Reporting Person continuing to be a Service Provider through such dates.

Documents

1 file
  • 4
    rrd123213.xmlPrimary

    STATEMENT OF CHANGE IN BENEFICIAL OWNERSHIP ON FORM 4