4//SEC Filing
AVANEX CORP 4
Accession 0001181431-07-044845
CIK 0001056794operating
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 2:29 PM ET
Size
6.6 KB
Accession
0001181431-07-044845
Insider Transaction Report
Form 4
AVANEX CORPAVNX
Kolb Bradley
Senior VP, Operations
Transactions
- Sale
Common Stock
2007-07-05$1.86/sh−22,500$41,850→ 124,272 total
Footnotes (4)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on May 25, 2006, as transferred to a new broker on March 12, 2007.
- [F2]Includes 50,000 unvested Restricted Stock Units granted on March 23, 2006 that are vesting according to the following schedule: approximately 25,000 of the Restricted Stock Units shall vest each quarter hereafter, such that 100% of the Restricted Units will be fully vested on December 31, 2007, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F3]Includes 50,000 unvested Restricted Stock Units granted on October 9, 2006 that will vest according to the following schedule: 25% of the Restricted Stock Units awarded shall vest on October 9, 2007, and 1/48 of the Restricted Stock Units awarded shall vest each month thereafter, such that 100% of the Restricted Stock Units will fully vest on October 9, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F4]Includes 9,272 unvested shares of Restricted Stock Units that will vest according to the following schedule: 25% of the Restricted Stock Units awarded shall vest on February 15, 2008, and 1/48 of the Restricted Stock Units awarded shall vest each month thereafter, such that 100% of the Restricted Stock Units will be fully vested on February 15, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001056794
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 2:29 PM ET
- Size
- 6.6 KB