AVANEX CORP 4
4 · AVANEX CORP · Filed Jul 8, 2008
Insider Transaction Report
Form 4
AVANEX CORPAVNX
Kolb Bradley
Senior VP, Operations
Transactions
- Award
Common Stock
2008-07-03$0.99/sh+72$71→ 126,089 total
Footnotes (4)
- [F1]Includes 72 shares acquired under the Company's Officer and Director Share Purchase Plan on July 3, 2008.
- [F2]Includes 29,167 unvested Restricted Stock Units granted on October 9, 2006 that are vesting according to the following schedule: approximately 1,042 of the Restricted Stock Units shall vest each month hereafter, such that 100% of the Restricted Units will be fully vested on October 9, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F3]Includes 6,182 unvested Restricted Stock Units granted on March 21,2007 that are vesting according to the following schedule: approximately 193 of the Restricted Stock Units awarded shall vest each month hereafter, such that 100% of the Restricted Stock Units will be fully vested on February 15, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F4]Includes 55,000 unvested Restricted Stock Units granted on October 21, 2007 that will vest according to the following schedule: 25% of the Restricted Stock Units awarded shall vest on each anniversary of October 21, 2007, such that 100% of the Restricted Stock Units will be fully vested on October 21, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.