Kolb Bradley 4
4 · AVANEX CORP · Filed Sep 30, 2008
Insider Transaction Report
Form 4
AVANEX CORPAVNX
Kolb Bradley
Senior VP, Operations
Transactions
- Sale
Common Stock
2008-09-30$4.49/sh−173$777→ 39,137 total - Award
Common Stock
2008-09-26$4.89/sh+12$59→ 39,310 total
Footnotes (6)
- [F1]Includes 12 shares acquired under the Company's Officer and Director Share Purchase Plan on September 26, 2008.
- [F2]Includes 1,741 unvested Restricted Stock Units granted on October 9, 2006 that are vesting according to the following schedule: approximately 69 of the Restricted Stock Units shall vest each month hereafter, such that 100% of the Restricted Units will be fully vested on October 9, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F3]Includes 377 unvested Restricted Stock Units granted on March 21, 2007 that are vesting according to the following schedule: approximately 13 of the Restricted Stock Units awarded shall vest each month hereafter, such that 100% of the Restricted Stock Units will be fully vested on February 15, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F4]Includes 3,666 unvested Restricted Stock Units granted on October 21, 2007 that will vest according to the following schedule: 25% of the Restricted Stock Units awarded shall vest on each anniversary of October 21, 2007, such that 100% of the Restricted Stock Units will be fully vested on October 21, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F5]Includes 28,000 unvested Restricted Stock Units granted on August 18, 2008 that will vest according to the following schedule: 50% of the Restricted Stock Units awarded shall vest on each anniversary of August 18, 2008, such that 100% of the Restricted Stock Units will be fully vested on August 18, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F6]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2007.