NORTEL NETWORKS CORP 4

Accession 0001181431-09-004687

CIK 0000072911operating

View on SEC.gov Company Profile

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 11:25 AM ET

Size

27.0 KB

Accession

0001181431-09-004687

Insider Transaction Report

Form 4

Period: 2009-01-23

NORTEL NETWORKS CORPNT

Lowe Richard Stephen

(1) See Remarks

Transactions

Other
Investment Fund Units
2009-01-23$0.08/sh−26,907.643$2,153→ 0 total
→ Common Shares (686.024 underlying)

Holdings

Common Shares
19,500
01/29/02 Grant of Options
Exercise: $71.60Exp: 2009-11-29→ Common Shares (2,666 underlying)
2,666
09/07/2005 Grant of Options
Exercise: $31.80Exp: 2015-09-06→ Common Shares (75,000 underlying)
75,000
Common Shares
13,838
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-01-26→ Common Shares (2,666 underlying)
2,666
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-06-28→ Common Shares (1,333 underlying)
1,333
01/29/02 Grant of Options
Exercise: $71.60Exp: 2011-01-24→ Common Shares (4,000 underlying)
4,000
Common Shares
17,016
03/03/2008 Grant of Options
Exercise: $8.31Exp: 2018-03-02→ Common Shares (78,200 underlying)
78,200
6/14/2006 Grant of Options
Exercise: $21.20Exp: 2016-06-13→ Common Shares (25,000 underlying)
25,000
02/28/02 Grant of Options
Exercise: $51.50Exp: 2012-02-27→ Common Shares (15,000 underlying)
15,000
Common Shares
16,888
Common Shares
18,556
3/21/2007 Grant of Options
Exercise: $25.82Exp: 2017-03-20→ Common Shares (38,400 underlying)
38,400
01/28/99 Grant of Options
Exercise: $155.33Exp: 2009-01-27→ Common Shares (1,600 underlying)
1,600
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-09-27→ Common Shares (4,000 underlying)
4,000

Footnotes (10)

[F1]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 3, 2009 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding.
[F10]The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan.
[F2]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 17,500 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation common shares upon vesting.
[F3]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 30,000 restricted stock units that vest in three equal annual installments beginning on September 28, 2006 and are settled in Nortel Networks Corporation common shares upon vesting.
[F4]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 19,200 restricted stock units that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting.
[F5]The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan.
[F6]The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant.
[F7]As a result of the determination to eliminate the Nortel Stock Fund as an investment option under the Nortel Networks Long-Term Investment Plan, all Nortel securities invested in this fund were sold by the plan administrator, Hewitt Associates LLC. No investment decision was made by the insider.
[F8]The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated.
[F9]The reported options are currently vested.

Documents

2 files

Issuer

NORTEL NETWORKS CORP

CIK 0000072911

→

Entity typeoperating

Related Parties

filerCIK 0000072911

Filing Metadata

Form type: 4
Filed: Jan 25, 7:00 PM ET
Accepted: Jan 26, 11:25 AM ET
Size: 27.0 KB

View on SEC.gov