Kolb Bradley 4
4 · AVANEX CORP · Filed Mar 31, 2009
Insider Transaction Report
Form 4
AVANEX CORPAVNX
Kolb Bradley
Senior VP, Operations
Transactions
- Sale
Common Stock
2009-03-31$1.75/sh−173$303→ 38,309 total - Award
Common Stock
2009-02-15$1.47/sh+200$294→ 38,509 total
Footnotes (6)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2007.
- [F2]Includes 1,327 unvested Restricted Stock Units granted on October 9, 2006 that are vesting according to the following schedule: approximately 69 of the Restricted Stock Units shall vest each month hereafter, such that 100% of the Restricted Units will be fully vested on October 9, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F3]Includes 299 unvested Restricted Stock Units granted on March 21, 2007 that are vesting according to the following schedule: approximately 13 of the Restricted Stock Units awarded shall vest each month hereafter, such that 100% of the Restricted Stock Units will be fully vested on February 15, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F4]Includes 2,750 unvested Restricted Stock Units granted on October 21, 2007 that are vesting according to the following schedule: approximately 916 of the Restricted Stock Units awarded shall vest on each anniversary of October 21, 2007, such that 100% of the Restricted Stock Units will be fully vested on October 21, 2011, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F5]Includes 28,000 unvested Restricted Stock Units granted on August 18, 2008 that will vest according to the following schedule: 50% of the Restricted Stock Units awarded shall vest on each anniversary of August 18, 2008, such that 100% of the Restricted Stock Units will be fully vested on August 18, 2010, subject to the Reporting Person continuing to be a Service Provider through such date.
- [F6]Shares acquired under the Company's employee stock purchase plan.