PHILLIPS VAN F 4
4 · 1st Financial Services CORP · Filed Apr 17, 2009
Insider Transaction Report
Form 4
PHILLIPS VAN F
Director
Transactions
- Gift
Common Stock
2006-01-27+350→ 2,197 total(indirect: By Spouse)
Holdings
- 4,694
Common Stock
- 37,108
Director Grant (Right to Buy)
Exercise: $5.63From: 2004-09-28Exp: 2014-06-28→ Common Stock (37,108 underlying) - 107,917(indirect: By Great Meadows, Inc.)
Common Stock
- 18,750
Director Grant (Right to Buy)
Exercise: $13.31From: 2005-12-30Exp: 2015-09-30→ Common Stock (18,750 underlying)
Footnotes (2)
- [F1]The Issuer is the successor issuer under Rule 12g-3(a) to Mountain 1st Bank & Trust Company pursuant to a statutory share exchange in which the Issuer became the Bank's parent holding company but which did not alter the proportionate interests of security holders. The Reporting Person's Section 16 reports previously were filed with the Federal Deposit Insurance Corporation.
- [F2]Reflects shares of the issuer's stock received by the Reporting Person's spouse in connection with the above share exchange in exchange for a like number of shares of the Bank's common stock she acquired during 2006, prior to the share exchange, through a gift which was not reported in the Reporting Persons' reports filed with the Federal Deposit Insurance Corporation.