Home/Filings/4/0001181431-09-020247
4//SEC Filing

PHILLIPS VAN F 4

Accession 0001181431-09-020247

CIK 0001434743other

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 2:36 PM ET

Size

12.9 KB

Accession

0001181431-09-020247

Insider Transaction Report

Form 4
Period: 2006-01-27
Transactions
  • Gift

    Common Stock

    2006-01-27+3502,197 total(indirect: By Spouse)
Holdings
  • Common Stock

    4,694
  • Director Grant (Right to Buy)

    Exercise: $5.63From: 2004-09-28Exp: 2014-06-28Common Stock (37,108 underlying)
    37,108
  • Common Stock

    (indirect: By Great Meadows, Inc.)
    107,917
  • Director Grant (Right to Buy)

    Exercise: $13.31From: 2005-12-30Exp: 2015-09-30Common Stock (18,750 underlying)
    18,750
Footnotes (2)
  • [F1]The Issuer is the successor issuer under Rule 12g-3(a) to Mountain 1st Bank & Trust Company pursuant to a statutory share exchange in which the Issuer became the Bank's parent holding company but which did not alter the proportionate interests of security holders. The Reporting Person's Section 16 reports previously were filed with the Federal Deposit Insurance Corporation.
  • [F2]Reflects shares of the issuer's stock received by the Reporting Person's spouse in connection with the above share exchange in exchange for a like number of shares of the Bank's common stock she acquired during 2006, prior to the share exchange, through a gift which was not reported in the Reporting Persons' reports filed with the Federal Deposit Insurance Corporation.

Issuer

1st Financial Services CORP

CIK 0001434743

Entity typeother

Related Parties

1
  • filerCIK 0001203206

Filing Metadata

Form type
4
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 2:36 PM ET
Size
12.9 KB