4//SEC Filing
SMITH PAUL GRAHAM 4
Accession 0001181431-09-021180
CIK 0001056794other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 8:46 PM ET
Size
10.2 KB
Accession
0001181431-09-021180
Insider Transaction Report
Form 4
AVANEX CORPAVNX
SMITH PAUL GRAHAM
Director
Transactions
- Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2007-11-15−5,333→ 0 totalExercise: $23.55Exp: 2017-11-15→ Common Stock (5,333 underlying) - Disposition to Issuer
Common Stock
2009-04-27−34,676→ 0 total - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2008-11-13−1,333→ 0 totalExercise: $1.61Exp: 2018-11-13→ Common Stock (1,333 underlying)
Footnotes (6)
- [F1]The total number of shares being disposed has been adjusted to reflect the 15-for-1 reverse stock split that the Company effected following the close of market on August 12, 2008.
- [F2]Includes 666 vested shares from a Restricted Stock Unit granted on November 13, 2008 that was previously not reported on a Form 4.
- [F3]Disposed of pursuant to the merger agreement between issuer and Bookham, Inc. in exchange for 188,151 shares of Bookham common stock having a market value per share of $0.56 on the effective date of the merger.
- [F4]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 28,936 shares of Bookham common stock for $4.34 per share.
- [F5]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 7,232 shares of Bookham common stock for $0.297 per share.
- [F6]Non-Qualified Stock Option granted on November 13, 2008 was previously not reported on a Form 4.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeother
Related Parties
1- filerCIK 0001418509
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 8:46 PM ET
- Size
- 10.2 KB