4//SEC Filing
CERF VINT 4
Accession 0001181431-09-021181
CIK 0001056794other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 8:47 PM ET
Size
32.9 KB
Accession
0001181431-09-021181
Insider Transaction Report
Form 4
AVANEX CORPAVNX
CERF VINT
Director
Transactions
- Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2008-11-13−1,333→ 0 totalExercise: $1.61Exp: 2018-11-13→ Common Stock (1,333 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2001-10-19−666→ 0 totalExercise: $68.25Exp: 2011-10-19→ Common Stock (666 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2002-12-18−333→ 0 totalExercise: $15.15Exp: 2012-12-18→ Common Stock (333 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2003-11-06−666→ 0 totalExercise: $75.90Exp: 2013-11-06→ Common Stock (666 underlying) - Disposition to Issuer
Common Stock
2009-04-27−4,200→ 0 total - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2000-10-24−666→ 0 totalExercise: $1737.19Exp: 2010-10-24→ Common Stock (666 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2002-10-24−666→ 0 totalExercise: $11.10Exp: 2012-10-24→ Common Stock (666 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2005-10-27−1,333→ 0 totalExercise: $11.25Exp: 2015-10-27→ Common Stock (1,333 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
1999-12-10−2,666→ 0 totalExercise: $50.10Exp: 2009-12-10→ Common Stock (2,666 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2001-10-18−500→ 0 totalExercise: $73.35Exp: 2011-10-18→ Common Stock (500 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2004-11-01−1,333→ 0 totalExercise: $41.25Exp: 2014-11-01→ Common Stock (1,333 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2006-11-03−1,333→ 0 totalExercise: $22.80Exp: 2016-11-03→ Common Stock (1,333 underlying) - Disposition to Issuer
Non- Qualified Stock Option (right to buy)
2007-11-15−1,333→ 0 totalExercise: $23.55Exp: 2017-11-15→ Common Stock (1,333 underlying)
Footnotes (16)
- [F1]The total number of shares being disposed has been adjusted to reflect the 15-for-1 reverse stock split that the Company effected following the close of market on August 12, 2008.
- [F10]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 3,613 shares of Bookham common stock for $13.988 per share.
- [F11]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 7,232 shares of Bookham common stock for $7.602 per share.
- [F12]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 7,232 shares of Bookham common stock for $2.073 per share.
- [F13]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 7,232 shares of Bookham common stock for $4.202 per share.
- [F14]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 7,232 shares of Bookham common stock for $4.34 per share.
- [F15]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 7,232 shares of Bookham common stock for $0.297 per share.
- [F16]Non-Qualified Stock Option granted on November 13, 2008 was previously not reported on a Form 4.
- [F2]Includes 666 vested shares from a Restricted Stock Unit granted on November 13, 2008 that was previously not reported on a Form 4.
- [F3]Disposed of pursuant to the merger agreement between issuer and Bookham, Inc. in exchange for 22,789 shares of Bookham common stock having a market value per share of $0.56 on the effective date of the merger.
- [F4]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 14,465 shares of Bookham common stock for $9.233 per share.
- [F5]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 3,613 shares of Bookham common stock for $320.16 per share.
- [F6]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 2,713 shares of Bookham common stock for $13.518 per share.
- [F7]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 3,613 shares of Bookham common stock for $12.578 per share.
- [F8]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 3,613 shares of Bookham common stock for $2.046 per share.
- [F9]This option, which is 100% vested, was assumed by Bookham, Inc. in the merger and is now an option to purchase 1,806 shares of Bookham common stock for $2.792 per share.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeother
Related Parties
1- filerCIK 0001128886
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 8:47 PM ET
- Size
- 32.9 KB