Insider · CIK 0001128886

CERF VINT

Reports to the SEC for 3 companies · FREMONT, CA

sec.gov

Transactions

Companies

Filings

CIK

0001128886

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-04-27	AVANEX CORPD Disposition to Issuer	Director	DDisposition to Issuer	−4,200 sh	—	—	0
2008-11-13	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	—	—	0
2008-01-21	AVANEX CORPA Award	Director	AAward	+1,042 sh	$0.00	+$1.042	41,069
2007-11-15	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	—	—	0
2007-04-23	AVANEX CORPA Award	Director	AAward	+572 sh	$0.00	+$0.572	18,606
2006-11-03	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	—	—	0
2006-10-27	AVANEX CORPA Award	Director	AAward	+2,710 sh	—	—	16,626
2005-10-27	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	—	—	0
2005-07-26	AVANEX CORPA Award	Director	AAward	−3,500 sh	—	—	3,500
2004-12-02	NUANCE COMMUNICATIONSDirector Stock Option (RIght To Buy)A Award	Director	AAward	+20K sh	$4.39	+$87.8K	20,000
2004-11-01	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,333 sh	—	—	0
2003-11-06	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−666 sh	—	—	0
2003-10-20	COSINE COMMUNICATIONS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+6,000 sh	$6.96	+$41.8K	6,000
2003-10-20	COSINE COMMUNICATIONS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+6,000 sh	$6.96	+$41.8K	6,000
2003-05-07	COSINE COMMUNICATIONS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+2,000 sh	$5.23	+$10.5K	2,000
2003-05-06	COSINE COMMUNICATIONS INCEmployee Stock Option (right to buy)A Award	Director	AAward	+2,000 sh	$5.20	+$10.4K	2,000
2002-12-18	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−333 sh	—	—	0
2002-10-24	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−666 sh	—	—	0
2001-10-19	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−666 sh	—	—	0
2001-10-18	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−500 sh	—	—	0
2000-10-24	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−666 sh	—	—	0
1999-12-10	AVANEX CORPNon- Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,666 sh	—	—	0

Recent filings

Accepted (ET)
Apr 274
CERF VINT0001181431-09-021181
SEC(opens sec.gov)
Jan 224
AVANEX CORP0001181431-08-004792
SEC(opens sec.gov)
Apr 254
AVANEX CORP0001181431-07-027109
SEC(opens sec.gov)
Oct 304
CERF VINT0001181431-06-060212
SEC(opens sec.gov)
Jul 284
CERF VINT0001181431-05-042708
SEC(opens sec.gov)
Dec 84
NUANCE COMMUNICATIONS0001005477-04-004412
SEC(opens sec.gov)
Oct 224/A
COSINE COMMUNICATIONS INC0001209191-03-026466
SEC(opens sec.gov)

Companies

Address

40919 ENCYCLOPEDIA CIRCLE

FREMONT, CA, 94538