4//SEC Filing
HALIFAX IAN R 4
Accession 0001181431-09-035342
CIK 0000833829other
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 8:48 PM ET
Size
14.3 KB
Accession
0001181431-09-035342
Insider Transaction Report
Form 4
HALIFAX IAN R
SVP Finance & Admin, CFO & Sec
Transactions
- Exercise/Conversion
Common Stock
2009-07-10+57,295→ 57,295 total - Tax Payment
Common Stock
2009-07-10$11.50/sh−20,484$235,566→ 36,811 total - Disposition from Tender
Common Stock
2009-07-10$11.50/sh−7,386$84,939→ 0 total - Exercise/Conversion
Restricted Stock Units
2009-07-10−49,995→ 100,005 total→ Common Stock (49,995 underlying) - Exercise/Conversion
Restricted Stock Units
2009-07-10−7,300→ 14,600 total→ Common Stock (7,300 underlying)
Holdings
- 1,847(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Includes 640 shares acquired under the Wind River, Inc. stock purchase plan on June 30, 2009.
- [F2]Reflects shares withheld to cover taxes in connection with the vesting of restricted stock units awarded on March 24, 2008 and March 20, 2009.
- [F3]Each restricted stock unit represents a contingent right to receive one share of WIND common stock.
- [F4]A total of 29,200 restricted stock units were originally awarded on March 24, 2008 of which 7,300 units have vested and converted into an equal number of shares of common stock. Pursuant to the terms of Mr. Halifax's employment agreement, as amended, 7,300 units vested and shares became issuable on July 10, 2009 upon the acceptance date for the tender offer made by APC II Acquisition Corporation, a subsidiary of Intel, for all outstanding Wind River shares. The remaining units shall vest and shares become issuable in two equal annual installments beginning on March 24, 2010.
- [F5]Not applicable.
- [F6]A total of 150,000 restricted stock units were originally awarded on March 20, 2009. Pursuant to the terms of Mr. Halifax's employment agreement, as amended, 49,995 units vested and shares became issuable on July 10, 2009 upon the acceptance date for the tender offer made by APC II Acquisition Corporation, a subsidiary of Intel, for all outstanding Wind River shares. The remaining units shall vest and shares become issuable in two equal annual installments beginning on March 20, 2010.
- [F7]As of July 10, 2009, the reporting person owned approximately 5,786 units, which units represent interests in a Wind River 401(k) Plan. As of July 10, 2009, those units equate to approximately 1,846 shares of Wind River common stock at the closing price of Wind River common stock on July 10, 2009 of $11.50.
Documents
Issuer
WIND RIVER SYSTEMS INC
CIK 0000833829
Entity typeother
Related Parties
1- filerCIK 0001207751
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 8:48 PM ET
- Size
- 14.3 KB