Insider · CIK 0001207751

HALIFAX IAN R

Reports to the SEC for 4 companies · ALAMEDA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001207751

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-03-21	Tintri, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−11.2K sh	$3.00	−$33.5K	132,099
2018-03-13	Tintri, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−653 sh	$4.82	−$3,147.46	147,205
2017-07-06	Tintri, Inc.Series F Preferred StockC Conversion	Chief Financial Officer	CConversion	−4,541 sh	—	—	0
2017-07-06	Tintri, Inc.C Conversion	Chief Financial Officer	CConversion	+13.6K sh	—	—	147,858
2017-06-01	Tintri, Inc.Series F Preferred StockD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−4,541 sh	—	—	0
2017-06-01	Tintri, Inc.Series F Preferred StockA Award	Chief Financial Officer	AAward	+4,541 sh	—	—	4,541
2017-06-01	Tintri, Inc.D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−88.5K sh	$13.68	−$1.21M	134,236
2017-05-30	Tintri, Inc.Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+88.5K sh	—	—	88,520
2017-05-30	Tintri, Inc.Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+20.8K sh	—	—	20,833
2017-05-30	Tintri, Inc.A Award	Chief Financial Officer	AAward	+62.5K sh	—	—	222,756
2017-03-30	Tintri, Inc.A Award	Chief Financial Officer	AAward	+28.3K sh	—	—	154,304
2017-03-30	Tintri, Inc.A Award	Chief Financial Officer	AAward	+5,952 sh	—	—	160,256
2015-03-31	Tintri, Inc.Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+54.2K sh	—	—	54,166
2009-07-16	WIND RIVER SYSTEMS INCRestricted Stock UnitsD Disposition to Issuer	SVP Finance & Admin and CFO	DDisposition to Issuer	−14.6K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	SVP Finance & Admin and CFO	DDisposition to Issuer	−87.5K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	SVP Finance & Admin and CFO	DDisposition to Issuer	−425K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCRestricted Stock UnitsD Disposition to Issuer	SVP Finance & Admin and CFO	DDisposition to Issuer	−100K sh	—	—	0
2009-07-15	WIND RIVER SYSTEMS INCU Disposition from Tender	SVP Finance & Admin and CFO	UDisposition from Tender	−36.8K sh	$11.50	−$423K	0
2009-07-10	WIND RIVER SYSTEMS INCU Disposition from Tender	SVP Finance & Admin and CFO	UDisposition from Tender	−7,386 sh	$11.50	−$84.9K	0
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	SVP Finance & Admin and CFO	MExercise/Conversion	−50K sh	—	—	100,005
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	SVP Finance & Admin and CFO	MExercise/Conversion	−7,300 sh	—	—	14,600
2009-07-10	WIND RIVER SYSTEMS INCF Tax Payment	SVP Finance & Admin and CFO	FTax Payment	−20.5K sh	$11.50	−$236K	36,811
2009-07-10	WIND RIVER SYSTEMS INCM Exercise/Conversion	SVP Finance & Admin and CFO	MExercise/Conversion	+57.3K sh	—	—	57,295
2009-07-10	WIND RIVER SYSTEMS INCU Disposition from Tender	SVP Finance & Admin and CFO	UDisposition from Tender	−1,847 sh	$11.50	−$21.2K	0
2009-03-24	WIND RIVER SYSTEMS INCM Exercise/Conversion	SVP Finance & Admin and CFO	MExercise/Conversion	+7,300 sh	—	—	9,597
2009-03-24	WIND RIVER SYSTEMS INCF Tax Payment	SVP Finance & Admin and CFO	FTax Payment	−2,851 sh	$6.50	−$18.5K	6,746
2009-03-24	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	SVP Finance & Admin and CFO	MExercise/Conversion	−7,300 sh	—	—	21,900
2009-03-20	WIND RIVER SYSTEMS INCRestricted Stock UnitsA Award	SVP Finance & Admin and CFO	AAward	+150K sh	—	—	150,000
2007-03-21	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	SVP Finance & Admin and CFO	AAward	+425K sh	—	—	425,000
2005-01-18	MICROMUSE INCNon-Qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+400K sh	—	—	400,000
2005-01-04	MACROVISION CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	−1,545 sh	$11.99	−$18.5K	20,088
2005-01-04	MACROVISION CORPM Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	+1,545 sh	$11.99	+$18.5K	1,545
2005-01-04	MACROVISION CORPS Sale	Director, E.V.P and CFO, Finance & Admin	SSale	−1,545 sh	$25.94	−$40.1K	0
2004-12-14	MACROVISION CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	−44.7K sh	$23.32	−$1.04M	44,659
2004-12-14	MACROVISION CORPS Sale	Director, E.V.P and CFO, Finance & Admin	SSale	−44.7K sh	$26.96	−$1.2M	0
2004-12-14	MACROVISION CORPM Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	+44.7K sh	$23.32	+$1.04M	44,659
2004-12-13	MACROVISION CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	−41.3K sh	$25.30	−$1.05M	8,681
2004-12-13	MACROVISION CORPM Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	+41.3K sh	$25.30	+$1.05M	41,319
2004-12-13	MACROVISION CORPM Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	+38.9K sh	$21.32	+$828K	80,000
2004-12-13	MACROVISION CORPS Sale	Director, E.V.P and CFO, Finance & Admin	SSale	−80K sh	$26.96	−$2.16M	0
2004-12-13	MACROVISION CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	−38.7K sh	$23.32	−$902K	44,659
2004-09-22	MACROVISION CORPEmployee Stock Option (right to buy)A Award	Director, E.V.P and CFO, Finance & Admin	AAward	+25K sh	$22.33	+$558K	25,000
2003-10-28	MACROVISION CORPS Sale	Director, E.V.P and CFO, Finance & Admin	SSale	−6,547 sh	$22.46	−$147K	0
2003-10-28	MACROVISION CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	−2,360 sh	$13.90	−$32.8K	7,640
2003-10-28	MACROVISION CORPM Exercise/Conversion	Director, E.V.P and CFO, Finance & Admin	MExercise/Conversion	+2,360 sh	$13.90	+$32.8K	6,547
2003-01-31	MACROVISION CORPJ Other	Director, E.V.P and CFO, Finance & Admin	JOther	+1,089 sh	$9.37	+$10.2K	9.367
2003-01-30	MACROVISION CORPEmployee Stock Option (right to buy)A Award	Director, E.V.P and CFO, Finance & Admin	AAward	+44.5K sh	—	—	—

Recent filings

Accepted (ET)
Mar 234
HALIFAX IAN R0001209191-18-021496
SEC(opens sec.gov)
Mar 144
HALIFAX IAN R0001209191-18-019672
SEC(opens sec.gov)
Jul 104
Tintri, Inc.0001209191-17-044684
SEC(opens sec.gov)
Jul 204
HALIFAX IAN R0001181431-09-035859
SEC(opens sec.gov)
Jul 164
HALIFAX IAN R0001181431-09-035587
SEC(opens sec.gov)
Jul 144
HALIFAX IAN R0001181431-09-035342
SEC(opens sec.gov)

Companies

Address

500 WIND RIVER WAY

ALAMEDA, CA, 94501