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CARAUSTAR INDUSTRIES INC 4

Accession 0001181431-09-041141

CIK 0000825692operating
View on SEC.govCompany Profile

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 5:04 PM ET

Size

20.9 KB

Accession

0001181431-09-041141

Insider Transaction Report

Form 4
Period: 2009-08-20
CARAUSTAR INDUSTRIES INCCSAR
KEOUGH MICHAEL J
President and CEO
Transactions
  • Sale

    Common Stock

    2009-08-20$0.10/sh−187,335$18,734→ 0 total
  • Expiration

    2002 NQSO's

    2009-08-20−60,000→ 0 total
    Exercise: $8.65From: 1988-08-08Exp: 2012-03-04→ Common Stock (60,000 underlying)
  • Sale

    Common Stock

    2009-08-20$0.10/sh−10,500$1,050→ 0 total(indirect: By Trust)
  • Purchase

    Class A Stock

    2009-08-20+21→ 21 total
  • Expiration

    2003 NQSO's

    2009-08-20−16,000→ 0 total
    Exercise: $8.17From: 1988-08-08Exp: 2013-08-14→ Common Stock (16,000 underlying)
  • Expiration

    2004 NQSO's

    2009-08-20−40,000→ 0 total
    Exercise: $17.05From: 1988-08-08Exp: 2014-12-01→ Common Stock (40,000 underlying)
  • Expiration

    2004 NQSO's

    2009-08-20−25,000→ 0 total
    Exercise: $17.05Exp: 2014-12-01→ Common Stock (25,000 underlying)
  • Expiration

    2005 NQSO's

    2009-08-20−15,000→ 0 total
    Exercise: $10.59Exp: 2016-03-02→ Common Stock (15,000 underlying)
  • Expiration

    2007 NQSO's

    2009-08-20−89,300→ 0 total
    Exercise: $4.03Exp: 2017-09-07→ Common Stock (89,300 underlying)
Footnotes (9)
  • [F1]These shares are held in trust. Mr. Keough and his wife are co-trustees with the surviving spouse as beneficiary.
  • [F2]60,000 options vested.
  • [F3]16,000 options vested.
  • [F4]40,000 options vested.
  • [F5]12,500 options vested; 6,250 options vesting each year December 1, 2007 through December 1, 2008.
  • [F6]3,750 options vested; 3,750 options vesting each year March 2, 2008 through March 2, 2010.
  • [F7]44,650 shares vesting each year September 7, 2009 through September 7, 2010.
  • [F8]Consideration received in connection with the cancellation of shares pursuant to the company's joint plan of reorganization.
  • [F9]Reporting person received Class A stock in exchange for cancellation of senior notes in accordance with company's joint plan of reorganization.

Documents

1 file

Issuer

CARAUSTAR INDUSTRIES INC

CIK 0000825692

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000825692

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 5:04 PM ET
Size
20.9 KB
View on SEC.gov