CARAUSTAR INDUSTRIES INC 4

4 · CARAUSTAR INDUSTRIES INC · Filed Aug 25, 2009

Form 4

Period: 2009-08-20

President and CEO

Transactions

Sale
Common Stock
2009-08-20$0.10/sh−187,335$18,734→ 0 total
Expiration
2002 NQSO's
2009-08-20−60,000→ 0 total
Exercise: $8.65From: 1988-08-08Exp: 2012-03-04→ Common Stock (60,000 underlying)
Sale
Common Stock
2009-08-20$0.10/sh−10,500$1,050→ 0 total(indirect: By Trust)
Purchase
Class A Stock
2009-08-20+21→ 21 total
Expiration
2003 NQSO's
2009-08-20−16,000→ 0 total
Exercise: $8.17From: 1988-08-08Exp: 2013-08-14→ Common Stock (16,000 underlying)
Expiration
2004 NQSO's
2009-08-20−40,000→ 0 total
Exercise: $17.05From: 1988-08-08Exp: 2014-12-01→ Common Stock (40,000 underlying)
Expiration
2004 NQSO's
2009-08-20−25,000→ 0 total
Exercise: $17.05Exp: 2014-12-01→ Common Stock (25,000 underlying)
Expiration
2005 NQSO's
2009-08-20−15,000→ 0 total
Exercise: $10.59Exp: 2016-03-02→ Common Stock (15,000 underlying)
Expiration
2007 NQSO's
2009-08-20−89,300→ 0 total
Exercise: $4.03Exp: 2017-09-07→ Common Stock (89,300 underlying)

Footnotes (9)

[F1]These shares are held in trust. Mr. Keough and his wife are co-trustees with the surviving spouse as beneficiary.
[F2]60,000 options vested.
[F3]16,000 options vested.
[F4]40,000 options vested.
[F5]12,500 options vested; 6,250 options vesting each year December 1, 2007 through December 1, 2008.
[F6]3,750 options vested; 3,750 options vesting each year March 2, 2008 through March 2, 2010.
[F7]44,650 shares vesting each year September 7, 2009 through September 7, 2010.
[F8]Consideration received in connection with the cancellation of shares pursuant to the company's joint plan of reorganization.
[F9]Reporting person received Class A stock in exchange for cancellation of senior notes in accordance with company's joint plan of reorganization.

Documents

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