4//SEC Filing
Duncan Charles William III 4
Accession 0001181431-09-042817
CIK 0001071341other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 2:28 PM ET
Size
7.7 KB
Accession
0001181431-09-042817
Insider Transaction Report
Form 4
Duncan Charles William III
Director
Transactions
- Award
Common Stock
2009-09-04$5.32/sh+2,000$10,640→ 23,933 total - Award
Common Stock
2009-09-04$5.32/sh+3,087$16,423→ 27,020 total
Holdings
- 10,000(indirect: By Partnership)
Common Stock
Footnotes (3)
- [F1]Restricted stock award that vests 50% at the end of year one, 75% at the end of year two, and 100% at the end of year three.
- [F2]Shares owned by Duncan Investors Partnership of which Mr. Duncan owns a 47.5% Interest. Mr. Duncan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Restricted stock award that vests 100% on the first anniversary of the date of grant.
Documents
Issuer
SANDERS MORRIS HARRIS GROUP INC
CIK 0001071341
Entity typeother
Related Parties
1- filerCIK 0001293868
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 2:28 PM ET
- Size
- 7.7 KB