Home/Filings/4/0001181431-09-056823
4//SEC Filing

Dance Claude A. 4

Accession 0001181431-09-056823

CIK 0000898770other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 4:58 PM ET

Size

16.2 KB

Accession

0001181431-09-056823

Insider Transaction Report

Form 4
Period: 2009-12-14
Dance Claude A.
Sr. VP of Sales & Marketing
Transactions
  • Exercise/Conversion

    Common Stock

    2009-12-14$2.40/sh+25,000$60,00025,000 total
  • Exercise/Conversion

    Common Stock

    2009-12-14$2.10/sh+75,000$157,500100,000 total
  • Exercise/Conversion

    Common Stock

    2009-12-14$3.01/sh+15,429$46,441115,429 total
  • Sale

    Common Stock

    2009-12-14$9.16/sh100,000$916,50015,429 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-1425,00050,000 total
    Exercise: $2.40Exp: 2015-03-16Common Stock (25,000 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2009-12-1475,0000 total
    Exercise: $2.10Exp: 2015-11-16Common Stock (75,000 underlying)
  • Exercise/Conversion

    Stock Option (right to buy

    2009-12-1415,4299,571 total
    Exercise: $3.01Exp: 2014-12-24Common Stock (15,429 underlying)
Footnotes (6)
  • [F1]These shares were issued upon the exercise of options (described in Table II)
  • [F2]These shares of the issuer's common stock were sold by the reporting person in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on December 9, 2009.
  • [F3]Represents public offering price of $9.75 per share of common stock less the underwriter's discount of $0.585 per share of common stock.
  • [F4]This option became exercisable in equal annual installments over a three year period and will become fully exercisable in 2011.
  • [F5]This option is fully vested and exercisable.
  • [F6]This option became exercisable in equal annual installments over a three year period and will become fully exercisable in 2010.

Issuer

SHARPS COMPLIANCE CORP

CIK 0000898770

Entity typeother

Related Parties

1
  • filerCIK 0001421098

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:58 PM ET
Size
16.2 KB