BAINES HEATHER U 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed Jan 5, 2010
Insider Transaction Report
Form 4
BAINES HEATHER U
Executive Vice President
Transactions
- Award
Common Stock
2009-12-31+112,348→ 1,016,364 total
Holdings
- 29,725(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $9.45From: 2001-01-21Exp: 2012-01-21→ Common Stock (29,725 underlying) - 33,700(indirect: By Spouse)
Common Stock
- 21,000
Stock Option (right to buy)
Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying) - 62,500(indirect: By Spouse)
Common Stock
- 43,780
Stock Option (right to buy)
Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying) - 27,600
Stock Option (right to buy)
Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying) - 90,000(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (90,000 underlying) - 99,500(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (99,500 underlying)
Footnotes (4)
- [F1]These shares were granted pursuant to the Anworth Mortgage Asset Corporation 2004 Equity Compensation Plan and the Employment Agreement for Mr. Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation, who is married to Heather U. Baines, in consideration for services rendered by Mr. McAdams.
- [F2]Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
- [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines disclaims any beneficial interest in.
- [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.