BRUGGINK FREDERIK 4

4 · ECHELON CORP · Filed Jan 6, 2010

Form 4

Period: 2010-01-04

Sr. VP & GM of Ser Prov Gp

Transactions

Disposition to Issuer
Common Stock
2010-01-04$11.76/sh−13,078$153,797→ 268,893 total
Tax Payment
Common Stock
2010-01-04$11.76/sh−316$3,716→ 261,971 total
Exercise/Conversion
Common Stock
2010-01-04$8.43/sh+6,563$55,326→ 257,593 total
Exercise/Conversion
Common Stock
2010-01-04$7.69/sh+27,334$210,198→ 280,161 total
Disposition to Issuer
Common Stock
2010-01-04$11.76/sh−17,874$210,198→ 262,287 total
Exercise/Conversion
Common Stock
2010-01-04$7.69/sh+20,000$153,800→ 281,971 total
Exercise/Conversion
Stock Appreciation Right
2010-01-04−20,000→ 0 total
Exercise: $7.69Exp: 2010-12-17→ Common Stock (20,000 underlying)
Tax Payment
Common Stock
2010-01-04$11.76/sh−231$2,717→ 268,662 total
Disposition to Issuer
Common Stock
2010-01-04$11.76/sh−4,704$55,319→ 252,889 total
Tax Payment
Common Stock
2010-01-04$11.76/sh−62$729→ 252,827 total
Exercise/Conversion
Stock Appreciation Right
2010-01-04−6,563→ 19,687 total
Exercise: $8.43Exp: 2011-10-31→ Common Stock (6,563 underlying)
Exercise/Conversion
Stock Appreciation Right
2010-01-04−27,334→ 32,666 total
Exercise: $7.69Exp: 2010-12-17→ Common Stock (27,334 underlying)

Footnotes (3)

[F1]The Reporting Person exercised 6,563 of the 26,250 share stock appreciation right grant dated October 31, 2006. Such 26,250 stock appreciation right grant vests at the following rate: 1/4th of such shares on October 31, 2007 and on each one year anniversary thereafter.
[F2]The Reporting Person exercised 27,334 of the 60,000 share stock appreciation right grant dated December 17, 2008. Such 60,000 stock appreciation right grant vests 100% on December 17, 2009.
[F3]The Reporting Person exercised 20,000 of the 20,000 share stock appreciation right grant dated December 17, 2008. Such 20,000 stock appreciation right grant vests 100% on December 17, 2009.

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