Home/Filings/4/0001181431-10-005132
4//SEC Filing

Honey R. Sean 4

Accession 0001181431-10-005132

CIK 0001295976other

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 3:31 PM ET

Size

22.0 KB

Accession

0001181431-10-005132

Insider Transaction Report

Form 4
Period: 2010-01-27
Transactions
  • Conversion

    Common Stock

    2010-01-27+2,660,83214,675,380 total(indirect: By invest. entity)
  • Conversion

    Common Stock

    2010-01-27+12,014,54812,014,548 total(indirect: By invest. entity)
  • Conversion

    Common Stock

    2010-01-27+1,67214,677,052 total(indirect: By invest. entity)
  • Award

    Common Stock

    2010-01-27+1,9231,923 total
  • Conversion

    Common Stock

    2010-01-271,6720 total(indirect: By invest. entity)
    Common Stock (1,672 underlying)
  • Award

    Stock Option

    2010-01-27+4,6544,654 total
    Exercise: $11.45From: 2011-01-27Exp: 2020-01-27Common Stock (4,654 underlying)
  • Conversion

    Series A Preferred Stock

    2010-01-2712,014,5480 total(indirect: By invest. entity)
    Common Stock (12,014,548 underlying)
  • Conversion

    Series B Preferred Stock

    2010-01-272,660,8320 total(indirect: By invest. entity)
    Common Stock (2,660,832 underlying)
  • Sale

    Common Stock

    2010-01-27$13.00/sh4,765,735$61,954,5559,911,317 total(indirect: By invest. entity)
Footnotes (7)
  • [F1]Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series A Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation has been merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
  • [F2]Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein.
  • [F3]Securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series B Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock at the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
  • [F4]The number of shares of Issuer Common Stock received was determined in accordance with the terms of the reorganization transactions as described in the Issuer's Registration Statement dated January 21, 2010 relating to its initial public offering.
  • [F5]Securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Common Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
  • [F6]Restricted stock grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.
  • [F7]Stock option grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.

Issuer

Cellu Tissue Holdings, Inc.

CIK 0001295976

Entity typeother

Related Parties

1
  • filerCIK 0001473977

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 3:31 PM ET
Size
22.0 KB