BAINES HEATHER U 5
5 · ANWORTH MORTGAGE ASSET CORP · Filed Feb 12, 2010
Insider Transaction Report
Form 5
BAINES HEATHER U
Executive Vice President
Transactions
- Other
Common Stock
2009-12-31+15,859→ 1,032,223 total
Holdings
- 62,500(indirect: By Spouse)
Common Stock
- 33,700(indirect: By Spouse)
Common Stock
- 43,780
Stock Option (right to buy)
Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (43,780 underlying) - 21,000
Stock Option (right to buy)
Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (21,000 underlying) - 27,600
Stock Option (right to buy)
Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (27,600 underlying) - 29,725(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $9.45From: 2002-01-21Exp: 2012-01-21→ Common Stock (29,725 underlying) - 90,000(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $11.20From: 2002-10-04Exp: 2012-10-04→ Common Stock (90,000 underlying) - 99,500(indirect: By Spouse)
Stock Option (right to buy)
Exercise: $13.80From: 2003-05-01Exp: 2013-05-01→ Common Stock (99,500 underlying)
Footnotes (4)
- [F1]These shares were acquired under Anworth Mortgage Asset Corporation's Dividend Reinvestment and Stock Purchase Plan, in exempt transactions pursuant to Rule 16a-11, at the then-current market prices during calendar year 2009.
- [F2]Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
- [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
- [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.