4//SEC Filing
HARBERT NORMAN C 4
Accession 0001181431-10-017323
CIK 0000849240other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 8:09 PM ET
Size
11.1 KB
Accession
0001181431-10-017323
Insider Transaction Report
Form 4
HAWK CORPHWK
HARBERT NORMAN C
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2010-03-16$3.74/sh+107,192$400,898→ 1,228,796 total(indirect: See Footnote) - Exercise/Conversion
Director Stock Option
2010-03-16−107,192→ 0 totalExercise: $3.74Exp: 2011-10-05→ Class A Common Stock (107,192 underlying) - Disposition to Issuer
Class A Common Stock
2010-03-16$20.08/sh−25,000$502,000→ 1,096,604 total(indirect: See Footnote) - Disposition to Issuer
Class A Common Stock
2010-03-16$20.08/sh−107,192$2,152,415→ 1,121,604 total(indirect: See Footnote)
Footnotes (4)
- [F1]Pursuant to a Stock Purchase Agreement dated March 16, 2010, Hawk Corporation agreed to purchase, in a private transaction, these shares of Hawk's Class A common stock from Mr. Harbert at a price of $20.08 a share, which represented a discount to the market price of the common stock at the time the price was negotiated between Mr. Harbert and an agent representing Hawk.
- [F2]Includes (1) 35,000 shares held by the Harbert Foundation, an Ohio nonprofit corporation of which Mr. Harbert is chairman of the board of trustees, (2) 1,000,511 shares held by the Harbert Family Limited Partnership, an Ohio limited partnership of which Mr. Harbert is the managing general partner and (3) 2,179 shares held by Mr. Harbert's 401(k) plan.
- [F3]The option was exercisable as follows: 53,596 option shares on 10/5/2002 and 53,596 option shares on 10/5/2003.
- [F4]The reporting person was not required to pay for the option shares granted under an issuer sponsored plan.
Documents
Issuer
HAWK CORP
CIK 0000849240
Entity typeother
Related Parties
1- filerCIK 0001202586
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 8:09 PM ET
- Size
- 11.1 KB